About LPL

LPL Financial

LPL Financial is one of the nation’s leading financial services companies and a publicly trade company on the NASDAQ under ticker symbol LPLA. The firm’s mission is rooted in the belief that objective financial guidance is a fundamental need for everyone. LPL does not offer proprietary investment products or engage in investment banking activities; this means advisors affiliated with LPL are not pressured or influenced by LPL to sell its products. Thousands of financial advisors nationwide are able to rely on the firm’s tools and resources to help them provide financial guidance and recommendations to help meet their clients’ needs. For more information about LPL Financial, visit www.lpl.com .

Mission Statement

Thousands of financial advisors nationwide rely on LPL Financial to help meet their clients’ financial needs. They do so by using the firm’s tools and resources that help them discover their clients’ priorities, dreams, and passions; analyze and develop financial plans that support every stage of their clients’ lives; and make product recommendations that put clients on the path to pursuing their goals.

Why Use an LPL Advisor?

Over the past decade, financial advisors backed by LPL have become a leading source of objective advice for accumulating and managing personal wealth. This means that when you invest with an LPL advisor, you can benefit from:

  • Objective guidance and advice – With access to leading independent research, your LPL advisor can help you make informed, objective decisions.
  • Investment choice and flexibility – LPL does not offer any proprietary products, so your advisor can help you choose investment products and strategies from many of the nation’s leading investment managers.
  • Life planning – No matter where you are in life-just getting started or winding down a successful career-you have goals and dreams. Your advisor engages you in an ongoing conversation about your needs, goals, and objectives to create the life plan that’s right for you.
  • Convenient account access – You can manage your account online anytime, day or night, from the convenience of your own home or office. In addition, easy-to-read account statements keep you informed of account activity and performance.
  • Independent advice – LPL Financial advisors offer tailored strategies designed to address the needs of your life goals and financial growth. Our advisors base their success upon helping their clients by tapping into our vast resources to provide the objective advice you need.
  • An independent investment partner – Your LPL advisor more than likely lives and works in your community. And because your LPL advisor cares as much about your personal satisfaction as the performance of your portfolio, he or she serves as a true partner to help you live the life you desire.

For more information about LPL, visit: www.lpl.com *As reported in Financial Planning Magazine, 1996-2015, based on total revenue.